To read the Digest online, click here.
This week's issue addresses the following topics:
- New SEC Rule Expands “Test-the-Waters” to All Issuers
- Institutional Investor Advocacy Group Proposes Limits to Multi-Class Voting by Delaware Companies
- FINRA Issues Regulatory Notice on Disclosure Innovations for Advertisements and Other Public Communications
- Revised JMLSG Sectoral Guidance Approved by HM Treasury
- FCA Publishes Findings From Review of MiFID II Research Unbundling Rules
- FCA Updates Directions Under the Temporary Transitional Power