To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Proposes to Require Proposed NMS Plan Fee Amendments to Follow Public Notice, Comment and Approval Procedure
- FINRA Provides Member Firms with New Reg BI and Form CRS Resources
- CFTC to Hold Open Commission Meeting on October 16
- NFA Announces Effective Date for Supervision of Branch Offices and Guaranteed IBs
- Proposed IRS Regulations on Modifications of Debt Instruments and Swaps to Replace LIBOR
- FCA Publishes "Brexit Special" Market Watch
