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Corporate & Financial Weekly Digest, Featuring Articles on FINRA's Stock Fraud Warning to Investors after Hurricane Dorian, New Changes to NFA Rules and Interpretive Notices, and A Briefing Published By the House of Commons on Retained EU Law after Brexit

September 6, 2019

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • FINRA Warns Investors of Potential Stock Fraud in Wake of Hurricane Dorian
  • ISDA Publishes Narrowly Tailored Credit Event (NTCE) Protocol
  • CFTC Announces Agenda for Market Risk Advisory Committee Meeting
  • NFA Amends CPO and CTA Performance Reporting and Disclosure Requirements
  • NFA Adopts Clarifying Changes to Rules and Interpretive Notices
  • FCA Announces Changes to AIFM Submission of Notification and Material Change Under NPPR
  • House of Commons Library Publishes Briefing on Retained EU Law

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