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Newsletter

Corporate & Financial Weekly Digest, Featuring Articles on NMS Stocks, Security-Based Swaps, Eurex Clearing AG and Brexit

December 21, 2018

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To read the online Digest, click here.

This week's issue addresses the following topics:

  • SEC Adopts Transaction Fee Pilot for NMS Stocks
  • SEC Proposes Risk Mitigation Rules for Uncleared Security-Based Swaps
  • ISDA Publishes 2018 Benchmark Supplement Protocol
  • CFTC Issues Staff Letters Related to Eurex Clearing AG
  • FCA Updates Webpage on Preparing for Brexit
  • FCA Publishes Finalized Guidance on Financial Crime Systems and Controls for Insider Dealing and Market Manipulation
  • FCA Publishes Market Watch Newsletter With Review of MAR Implementation
  • ESMA Provides Update on Assessment of Third-Country Trading Venues Under MiFID II and MiFIR
  • European Commission Implements “No-Deal” Contingency Action Plan in Specific Sectors

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