To read the online Digest, click here.
This week's issue addresses the following topics:
- London Weekly Fireside Chat
- FINRA Updates Guidance Regarding COVID-19 Developments
- SEC Provides for Phased CAT Broker-Dealer Reporting Timelines
- NFA Published Amendments to Its Advertising Rules
- CFTC Grants Relief to Address Net Capital Treatment of PPP Monies and FINRA Annual Assessments
- CFTC Announces "Project Streetlamp" Competition
- CFTC Grants Bitnomial Exchange, LLC Status as a Designated Contract Market
- FCA Webpage on Extending Submission Deadlines for Regulatory Returns
- FCA Webpage on the Extension of the Time Limit for Obtaining Appropriate Qualifications
- ESG: EU Council Adopts Taxonomy Regulation
- FCA Webpage on Financial Advisers’ Professional Indemnity Insurance