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Newsletter

Corporate & Financial Weekly Digest, Featuring Articles on Our New Fireside Chat and Rule Changes Stemming From COVID-19 Market Impacts

April 24, 2020

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To read the online Digest, click here.

This week's issue addresses the following topics:

  • London Weekly Fireside Chat
  • FINRA Updates Guidance Regarding COVID-19 Developments
  • SEC Provides for Phased CAT Broker-Dealer Reporting Timelines
  • NFA Published Amendments to Its Advertising Rules
  • CFTC Grants Relief to Address Net Capital Treatment of PPP Monies and FINRA Annual Assessments
  • CFTC Announces "Project Streetlamp" Competition
  • CFTC Grants Bitnomial Exchange, LLC Status as a Designated Contract Market
  • FCA Webpage on Extending Submission Deadlines for Regulatory Returns
  • FCA Webpage on the Extension of the Time Limit for Obtaining Appropriate Qualifications
  • ESG: EU Council Adopts Taxonomy Regulation
  • FCA Webpage on Financial Advisers’ Professional Indemnity Insurance

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