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Corporate & Financial Weekly Digest, Featuring Articles on Potential Updates to FINRA Rules on Corporate Bond Block Trade Dissemination, Electronic Signatures for Discretionary Accounts and a TPR Extension From the FCA

April 19, 2019

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • FINRA Requests Comment on Proposed Pilot Program to Study Changes to Corporate Bond Block Trade Dissemination
  • SEC Approves FINRA Rule Change to Permit the Use of Electronic Signatures for Discretionary Accounts
  • CFTC to Hold an Open Commission Meeting on April 23
  • FCA Extends Notifications Deadline for Temporary Permission Regime to May 30
  • FCA Publishes Market Watch Newsletter on Transaction Reporting Issues and Market Conduct

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