To read the online Digest, click here.
This week's issue addresses the following topics:
- SEC Adopts Rules to Modernize and Simplify Disclosure
- FINRA Proposes Rule Extending the Market-Wide Circuit Breakers in NMS Stocks Pilot Program
- FINRA Proposes Rule to Adopt the Remaining Legacy NASD and Incorporated NYSE Rules as FINRA Rules
- FINRA Proposes Rule Extending the Pilot Program Related to Exchange-Listed Securities
- FINRA Announces Updates of the Interpretations of Financial and Operational Rules
- FINRA Issues Regulatory Notice Regarding Departing Registered Representatives
- FINRA Proposes Rule Addressing Regulation NMS and Extraordinary Market Volatility
- FINRA Proposes Rule Making Substantive, Organizational and Terminology Changes to the Corporate Financing Rule
- FSB Publishes Directory of Cryptoassets Regulators
