To read the online Digest, click here.
This week’s issue addresses the following topics:
- SEC Division of Corporation Finance Issues C&DIs on Omission of Third Year From MD&A
- SEC Designates Decision Deadline for Proposed Off-Floor Position Transfer Rule Changes
- OCIE Provides Observations on Cybersecurity and Operational Resiliency Best Practices
- CFTC Proposes Revised Rules Establishing Position Limits on Derivatives Contracts That Provide for Physical Delivery
- CFTC Adopts NIST Framework for Data Privacy Protection
- Registration Opens for Agricultural Commodity Futures Conference 2020
- NFA’s Swaps Proficiency Requirements Effective and Available Online
- Federal Reserve Adopts Revamped Standards for Determinations of Bank Control
- Volcker Rule Regulators Propose Changes to Covered Fund Rules
- Brexit: FCA Updates UK and EU Firms on Transition Period
- HMT Responds to MLD5 Consultation
- Brexit: UK Updates TPR Start Date
