To read the Digest online, click here.
This week's issue addresses the following topics:
- Federal Court Rules Investment Fund is 10 Percent Owner in Section 16 Case
- SEC Increases Registration Statement Filing Fees for Fiscal Year 2020
- FINRA Issues Guidance on Member Firms’ Supervisory Obligations When Participating in Investment-Related Activities With Municipal Clients
- CFTC Seeks Nominations and Public Comment on Priorities for the Energy and Environmental Markets Advisory Committee
- CFTC Announces Market Risk Advisory Committee Meeting on September 9
