To read the online Digest, click here.
This week’s issue addresses the following topics:
- Register for our COVID-19 Public Company Update
- SEC Division of Corporation Finance Issues New C&DIs about the SEC’s Conditional Relief Order and Compliance with Rule 12b-25
- Agencies to Consider Comments on Volcker Rule Modifications
- CFTC Provides Relief to Certain Foreign Affiliates of FCMs in Response to COVID-19
- FCA Updates Statement on Short Selling Bans and Reporting During the Covid-19 Pandemic
- FCA Updates Webpage on the Directory of Certified and Assessed Persons
- FCA Outlines Financial Resilience Expectations for FCA Solo-Regulated Firms During Covid-19 Pandemic
- FCA Publishes Statement on Delays to Audited Annual Financial Reports
- ECB Publishes Recommendation on Dividend Distributions During Covid-19 Pandemic
- BC Announces Delay to Basel III and Actions in Light of Covid-19 Pandemic
- ESMA Publishes Consultation Paper on Draft ITS under Regulation on Cross-Border Distribution of Funds
- ESMA Publishes a Review Report on Position Limits and Management under MiFID II
- Covid-19 — Antitrust — Hart-Scott-Rodino