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Corporate & Financial Weekly Digest, Featuring Articles on SEC Issues New Compliance and Disclosure Interpretations Related to Conditional Relief Order and Rule 12b-25, Agencies to Consider Comments on Volcker Rule Modifications, and FCA's Updated Statement on Short Selling Bans and Reporting During COVID-19 Pandemic

April 3, 2020

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To read the online Digest, click here.

This week’s issue addresses the following topics:

  • Register for our COVID-19 Public Company Update
  • SEC Division of Corporation Finance Issues New C&DIs about the SEC’s Conditional Relief Order and Compliance with Rule 12b-25
  • Agencies to Consider Comments on Volcker Rule Modifications
  • CFTC Provides Relief to Certain Foreign Affiliates of FCMs in Response to COVID-19
  • FCA Updates Statement on Short Selling Bans and Reporting During the Covid-19 Pandemic
  • FCA Updates Webpage on the Directory of Certified and Assessed Persons
  • FCA Outlines Financial Resilience Expectations for FCA Solo-Regulated Firms During Covid-19 Pandemic
  • FCA Publishes Statement on Delays to Audited Annual Financial Reports
  • ECB Publishes Recommendation on Dividend Distributions During Covid-19 Pandemic
  • BC Announces Delay to Basel III and Actions in Light of Covid-19 Pandemic
  • ESMA Publishes Consultation Paper on Draft ITS under Regulation on Cross-Border Distribution of Funds
  • ESMA Publishes a Review Report on Position Limits and Management under MiFID II
  • Covid-19 — Antitrust — Hart-Scott-Rodino

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