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Corporate & Financial Weekly Digest, Featuring Articles on SEC Issues Order to Improve NMS Data Plans, NFA Announces Availability of Swaps Proficiency Requirements Website, and EU Publishes Regulation Facilitating Sustainable Investment

January 10, 2020

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To read the online Digest, click here.

This week’s issue addresses the following topics:

  • SEC Proposes Changes to Market Data Plans
  • NFA’s Swaps Proficiency Requirements Become Effective on January 31
  • CFTC Issues No-Action Letter Supplementing Relief to SEFs and DCMs
  • European Commission Grants Temporary Equivalence to UK CCPs
  • ESMA Issues SFTR Guidelines
  • European Commission Finalizes Taxonomy Regulation
  • Fifth Money Laundering Directive Becomes Operational

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