To read the online Digest, click here.
This week’s issue addresses the following topics:
- Katten Launches New Financial Markets Regulation COVID-19 Resource Center
- View our COVID-19 Public Company Update Webinar
- SEC Division of Corporation Finance Issues C&DI about Conditional Relief Order and Incorporation by Reference Into Form 10-K
- SEC Chairman and Division of Corporation Finance Director Issue Statement Further Addressing COVID-19 Related Disclosures
- SEC Provides Guidance on Delays in Printing and Mailing of Full Sets of Proxy Materials
- SEC Publishes Risk Alerts Regarding Reg BI and Form CRS
- FINRA Issues Statement on SEC Risk Alerts Regarding Reg BI and Form CRS
- SEC Announces CBOE Amendments to Business Continuity and Disaster Recovery Testing Rules
- BCBS and IOSCO Announce another Postponement of Swap Initial Margin
- CFTC to Hold an Open Commission Meeting on April 14
- CFTC Releases COVID-19-Related Customer Advisory on Fee Scams
- NFA Issues Notice Regarding FinCEN COVID-19 and AML/CFT Guidance
- FCA Statement on Expectations of Dual-Regulated Firms
- FCA Publishes Webpage on its Expectation of Funds During COVID-19 Pandemic
- FCA Statement on Expectations of Solo-Regulated Firms
- European Commission Published Consultation on Renewed Sustainable Finance Strategy
- European Commission Published Consultations on Digital Finance and Retail Payments
- BCBS and IOSCO Delay Non-Cleared Margin Rules
