To read the online Digest, click here.
This week’s issue addresses the following topics:
- SEC Proposes Amendments to Financial Disclosure in Regulation S-K and Issues New Guidance
- FINRA Requests Comments on Proposed Amendments to the Capital Acquisition Broker Rules
- New Rate for Fees Paid Under Section 31 of the Exchange Act
- CFTC’s Technology Advisory Committee to Meet on February 26
- NFA Announces Effective Date for Various Rule Amendments
- FTC Releases Revised Hart-Scott-Rodino Filing Thresholds for 2020
- AML: JMLSG Proposes Amended Guidance
- ESG: ESMA Publishes Strategy on Sustainable Finance
