To read the Digest online, click here.
This week's issue addresses the following topics:
- Division of Trading and Markets and FINRA Staffs Issue Joint Statement on Broker-Dealer Custody of Digital Asset Securities
- FINRA Issues Regulatory Notice Requesting Comment on a Proposal to Publish ATS Volume Data for Corporate Bonds and Agency Debt Securities
- FINRA Issues Regulatory Notice Supplementing Prior Guidance on Credit for Extraordinary Cooperation
- FATF Publishes Updated Standards Include Interpretative Note on Virtual Assets
- CFTC Report Concerning On-Venue and Cleared Swaps
- CFTC and SEC Propose Changes to Margin Requirements for Security Futures
- CFTC Issues Guidance on Initial Margin Documentation Requirements
- CFTC Grants DCO Registration to Eris Clearing
- CFTC Staff Provide Guidance, No-Action Relief With Respect to the Treatment of Separate Accounts by FCMs
- CFTC and Financial Services Agency of Japan Issue Joint Statement on Comparability of Derivatives Trading Venues
- FCA Consults on Prohibiting Sale to Retail Clients of Investment Products Referencing Cryptoassets
- FCA Confirms Permanent Restrictions on Sale of CFDs and CFD-Like Options to Retail Consumers
