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Newsletter

Corporate & Financial Weekly Digest, Featuring Articles on the Regulatory Response to COVID-19 Related Market Issues

March 20, 2020

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To read the online Digest, click here.

This week’s issue addresses the following topics:

  • SEC Amends the Definitions of “Accelerated Filer” and “Large Accelerated Filer”
  • CFTC Issues Temporary Relief from Certain Regulatory Requirements
  • CFTC Extends Relief for Initial Margin Requirements for Uncleared Swaps
  • CFTC Issues Customer Advisory Regarding COVID-19 Related Fraud
  • NFA Provides Relief From Branch Office Requirements for Associated Persons
  • COVID-19 Update – Hart-Scott-Rodino Filings
  • BOE Publishes Discussion Paper on Central Bank Digital Currency
  • FCA Publishes New Webpages on SFTR
  • FCA Publishes Information for Firms on COVID-19
  • FCA Statement on Short Selling Bans and Reporting
  • ESMA Publishes Public Statement on COVID-19 and Reporting Obligations
  • ESMA Publishes a Decision on Short Selling in Light of COVID-19
  • ESMA Recommendation to Financial Market Participants in Light of COVID-19

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