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Corporate & Financial Weekly Digest, Featuring Articles on the SEC's New Framework for Cryptocurrencies and Fresh Guidance From ESMA

April 5, 2019

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • Nasdaq Proposes Rule Change to SEC to Assume Operational Responsibility for Certain Investigation and Enforcement Functions Currently Performed by FINRA
  • CFTC Issues No-Action Relief for Prime Brokerage Trading on SEFs
  • SEC Releases Framework for “Investment Contract” Analysis of Digital Assets
  • SEC Issues TurnKey Jet, Inc. No-Action Letter
  • FCA and SEC Sign Updated Memoranda of Understanding
  • FCA Confirms Final Rules and Guidance for Firms for No-Deal Brexit
  • ESMA Publishes Updates Q&As on MAR
  • ESMA Updates Q&As on the Application of the AIFMD
  • Regulators in Singapore and the EU Agree on Mutual Recognition for Derivatives Platforms
  • Equivalence for UK CCPs and CSDs Extended

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