To read the online Digest, click here.
This week's issue addresses the following topics:
- SEC Chairman Clayton and Trading and Markets Director Redfearn Call for a Reassessment of Regulation NMS
- SEC Examines Stock Exchange Pricing
- FINRA Extends Deadline To Self-Report Violations Under 529 Plan Share Class Initiative
- FINRA Working Paper Concludes High Broker-Affiliated ATS Order Routing is Associated with Lower Fill Rates, Higher Transaction Costs
- BCBS/IOSCO Provide Guidance on Uncleared Swap Margin Rule Implementation
- ISDA Proposes Amendments To Counter "Manufactured" Credit Derivative Defaults
- CFTC Issues Advisory on Violations of the CEA Involving Foreign Corrupt Practices
- NFA Proposes Amendments to Bylaw 301, Compliance Rule 2-24 and Related Interpretive Notice
- CFPB Releases Advanced Notice of Proposed Rulemaking Regarding Residential Property Assessed Clean Energy Financing
- FTC Releases Revised Hart-Scott-Rodino Filing Thresholds for 2019
- PRIIPs Regulations Made in Preparation for Brexit
- FCA Publishes Statement on Operation of UK MiFIR Transparency Following No-Deal Brexit
- ESMA Statement on Application of MiFID II, MiFIR and BMR Provisions in No-Deal Brexit
- Council of EU Invites COREPER To Approve Final Compromise Text of EMIR Refit Regulation
- ESMA Delays Publication of Annual Calculations of LIS and SSTI Thresholds for 2019/20 Bonds
- ESMA Publishes Annual Transparency Calculations for 2019/20 Equity and Equity-Like Instruments
