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Newsletter

Corporate & Financial Weekly Digest, Featuring Topics on Broker-Dealer, CFTC, Brexit and UK and EU Developments

March 30, 2018

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • FINRA Requests Comment on the Effectiveness and Efficiency of Its Carrying Agreements Rule
  • NFA Issues Notice Regarding Reporting Requirements for CPOs, CTAs and IBs That Deal in Virtual Currencies
  • ESMA Further Updates Its Q&As on the Benchmarks Regulation
  • ESMA Updates MiFID II Q&As on Investor Protection
  • ESMA Updates Q&As on Market Abuse Regulation
  • ECB Finalizes General Guide and FinTech Guide on Bank Licensing Applications
  • EU Publishes RTS Supplementing ELTIF Regulation
  • ESMA Updates Q&As on the Central Securities Depositories Regulation
  • ESMA Publishes List of Trading Venues and CCPs Benefitting From a Transitional Exemption From the Access Provisions of MiFIR
  • ESMA Clarifies Quoting Obligations Under MiFIR for Systematic Internalizers

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