To read the Digest online, click here.
This week's issue addresses the following topics:
- FINRA Publishes Information Notice Regarding Enhancements to the Disclosure Review Process Relating to Public Financial Records
- FINRA Proposes Rule Change to FINRA Regulation, Inc. District Committee Structure and Governance
- SEC Division of Trading and Markets Director Gives Remarks Regarding Regulation Best Interest
- CFTC Issues Proposed Rule to Amend Margin Requirements
- CFTC Issues Virtual Currency Advisory for Exchanges and Clearinghouses
- CFTC Grants Foreign Board of Trade Application to ASX24
- CFTC and NASAA Sign Information Sharing Agreement
- FCA Publishes Findings From Its Review of Automated Investment Services
- Treasury Committee's Virtual Currencies Inquiry Publishes FCA and Bank of England Evidence
- UK Data Protection Bill Receives Royal Assent
- ESMA Publishes Opinion on Position Limits on ICE Low Sulphur Gasoil 1st Line Contracts
