To read the Digest online, click here.
This week's issue addresses the following topics:
- FINRA Seeks Comment on Fintech Innovation in Broker-Dealer Industry
- FINRA Seeks Comment on Proposed Amendments to the Membership Application Program Rules
- CFTC Extends No-Action Relief to Shanghai Clearing Firm
- AFME and ISDA Publish Paper on Brexit Contractual Continuity Issues in OTC Derivatives
- ESMA Publishes First Systematic Internalizer Calculations Data for Investment Firms Under MiFID II