To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Disapproves BZX Proposed Rule Change to List Shares of Bitcoin-Based Exchange-Traded Product
- NYSE Proposes to Amend Rule Requiring Registered Broker-Dealers to be Members of FINRA or Another Exchange
- FINRA Amends Rules to Provide an Option for Simplified Arbitration
- FINRA Board of Governors Approves Four Rule Proposals
- CFTC Proposes Improvements to Initial Margin Segregation Rule
- CFTC Proposes Amendments to Its Position Limit Rules
- NFA Interpretive Notice Regarding Engaging in Virtual Currency
- HM Treasury Publishes Draft Version of the EEA Passport Rights Regulations 2018
- Bank of England and PRA Publish Their Approach to Temporary Permissions Regime and Temporary Recognition Regime
- European Supervisory Authorities Release Guidance on PRIIPS KID
- ESMA Updates UCITS and AIFMD Q&As
- ESMA Releases Template to Determine Whether Investment Firms Are Systematic Internalizers
- EC Refers Spain and Slovenia to ECJ for Failure to Implement EU Directives
London
