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Corporate & Financial Weekly Digest, Featuring Topics on Broker-Dealer, Derivatives, CFTC, Digital Assets and Virtual Currencies, Brexit, UK and EU Developments

July 27, 2018

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • SEC Disapproves BZX Proposed Rule Change to List Shares of Bitcoin-Based Exchange-Traded Product
  • NYSE Proposes to Amend Rule Requiring Registered Broker-Dealers to be Members of FINRA or Another Exchange
  • FINRA Amends Rules to Provide an Option for Simplified Arbitration
  • FINRA Board of Governors Approves Four Rule Proposals
  • CFTC Proposes Improvements to Initial Margin Segregation Rule
  • CFTC Proposes Amendments to Its Position Limit Rules
  • NFA Interpretive Notice Regarding Engaging in Virtual Currency
  • HM Treasury Publishes Draft Version of the EEA Passport Rights Regulations 2018
  • Bank of England and PRA Publish Their Approach to Temporary Permissions Regime and Temporary Recognition Regime
  • European Supervisory Authorities Release Guidance on PRIIPS KID
  • ESMA Updates UCITS and AIFMD Q&As
  • ESMA Releases Template to Determine Whether Investment Firms Are Systematic Internalizers
  • EC Refers Spain and Slovenia to ECJ for Failure to Implement EU Directives

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