To read the online Digest, click here.
This week's issue addresses the following topics:
- NFA Proposes Amendments to Compliance Rule 2-9(c) and Interpretive Notice: Compliance Rule 2-9: FCM and IB Anti-Money Laundering Program
- Federal Reserve Adopts Final Rule for Single Counterparty Credit Limit
- Update: 5th Circuit Confirms Decision To Vacate DOL Fiduciary Rule
- PRA Publishes Policy and Supervisory Statements on Algorithmic Trading
- FCA Publishes List of Overseas Cooperation Agreements for Outsourcing Portfolio Management
- Fifth Money Laundering Directive Published in Official Journal of the EU
- ESMA Confirms No Extension to LEI Introduction Period
London
