Financial Services attorneys Jack Governale, David Dickstein and Christian Hennion will present Session II of this two-part panel discussion at 5:15 p.m. on Thursday, February 20. “Trading Issues” will address the following topics:

  • best execution;
  • soft dollars and directed brokerage;
  • principal trades, agency-cross trades and cross trades; and
  • trade errors.

Session I, “Portfolio Management Issues,” will take place on Thursday, February 6.