Financial Services attorneys Jack Governale, David Dickstein and Christian Hennion will present Session II of this two-part panel discussion at 5:15 p.m. on Thursday, February 20. “Trading Issues” will address the following topics:
- best execution;
- soft dollars and directed brokerage;
- principal trades, agency-cross trades and cross trades; and
- trade errors.
Session I, “Portfolio Management Issues,” will take place on Thursday, February 6.