Katten will hold the firm's annual Financial Services Litigation Symposium on Thursday, October 27 at 8:30 a.m. The half-day symposium will feature discussions on current regulatory enforcement and litigation issues facing the financial services industry. This year's issues and hot topics will include:

  • algorithmic trading/electronic systems;
  • large options position reporting;
  • spoofing, manipulation and disruptive trading;
  • fixed income;
  • collateral consequences of regulatory settlements;
  • litigations involving whistleblowers, arbitrability and general jurisdiction; and
  • hedge funds/managed accounts infected by Ponzi schemes or insider trading.

Panelists will offer practical insight to in-house counsel and other legal and financial services professionals on what affected parties might do to address each of these developing issues.

The Yale Club of New York City
50 Vanderbilt Avenue
New York, New York