Off-Exchange Futures, Off-SEF Swaps and Assorted Trade Practice Issues: The Regulators' Perspective

Katten will present "Off-Exchange Futures, Off-SEF Swaps and Assorted Trade Practice Issues: The Regulators' Perspective" at 12:00 p.m. (ET) on Wednesday, June 29. Financial Markets and Regulation chair Gary DeWaal, and Financial Markets and Funds partners Carl Kennedy and Stephen Morris, will join representatives from Tradeweb, the Chicago Mercantile Exchange Group, and the Commodity Futures Trading Commission's Division of Enforcement for a hybrid panel discussion both in Katten's New York offices and virtually via Zoom. Topics will include an overview of the rules governing off-exchange futures and block trades in swaps, as well as recent trends in disruptive trading surveillance and enforcement.

To learn more or register, contact Katten Event Support.

View the "Block Trades, EFRPs and Assorted Other Trade Practice Issues: A Practical Guide of Current Status" advisory.