Partner Mark Wood will serve as a faculty co-chair for this program, and will speak on "Alternatives to Traditional Public Offerings" at 4:00 p.m. on Monday, November 17 and on "Recent Developments in Securities Laws" at 4:00 p.m. on Tuesday, November 18.
Partners Adam Klein and Maryann Waryjas will also serve on the faculty. Mr. Klein will speak on "Resales of Securities" at 2:45 p.m. on Monday, November 17, and Ms. Waryjas will speak on "Ethics and Professionalism in Securities Law" at 11:15 a.m. on Tuesday, November 18.
This program will explain the interplay of the basic underpinnings of the Securities Act of 1933 (“Securities Act”), the Exchange Act of 1934 (“Exchange Act”), the Sarbanes-Oxley Act, and related SEC regulations. Emphasis will be both on the substance of these acts and their rules and on how a securities lawyer can solve practical problems. The faculty will include experienced securities lawyers and SEC staff.
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