Financial Markets and Funds partner Neil Robson will serve as a panelist for the "Managing your Key Compliance Risks (2): Surveillance and Reporting" session on Wednesday, February 12 at 10:00 a.m. at the Regulatory Horizon 2020: The Challenges Ahead conference. The panel will discuss challenges posed by regulatory expectations in relation to surveillance of trading activity and transaction/trade reporting.
Additional topics include:
- Market abuse surveillance
- Transaction reporting
To learn more about the Regulatory Horizon 2020: The Challenges Ahead conference, click here.
The Royal Society
6-9 Carlton House Terrace
St. James's
London SW1Y 5AG
United Kingdom
London
