Katten will present the “Third Annual Private Equity Enforcement Update” at 2:00 p.m. (ET) on Thursday, July 30. Financial Markets and Funds partner Richard Marshall and special counsel Mark Goldstein will cover:

  • New SEC guidance on private fund compliance deficiencies
  • Recent SEC cases involving fees and expenses and inadequate compliance procedures
  • The return of broken windows enforcement
  • Current inspection focus on private funds
  • Recent learning on valuation issues