To read the online Digest, click here.
This week's issue addresses the following topics:
- FINRA Seeks Comment on Rule Proposal Regarding High-Risk Brokers
- FINRA Revises the Sanction Guidelines
- FINRA Extends Effective Date of Margin Requirements for Covered Agency Transactions
- CFTC Staff Issues Interpretive Guidance Regarding Aggregation by Passive Pool Investors
- PRA Publishes Pillar 2 Reporting Requirements Policy Statement
- ESMA Publishes First Liquidity Assessment for Bonds Subject to MiFID II Transparency Requirements
- LIBOR Administrator, IBA, Becomes Regulated Benchmark Administrator
