In this issue of CFWD we discuss:
- SEC Proposes Revisions to Rules Governing U.S. Investors’
Rights in Overseas Mergers and Acquisitions - Commissioner Atkins Announces Resignation from SEC,
Paredes Nominated for Open Slot - SEC Sets Fee Rates for Fiscal 2009
- Delaware Court Allows Unilateral Elimination of
Director’s Advancement Rights - Securities Fraud Claim Based Upon Forward-Looking
Statements Dismissed - Plaintiffs Denied Summary Judgment in Securities Fraud Action
- FINRA Proposes Changes to NASD Rule 2220 Concerning Options
Communications with the Public - NYSE Proposes Changes to NYSE Rule 92 Concerning Riskless
Principal Orders - ISE and PHLX Amend Position and Exercise Limits for Options
on DIAMONDS - CBOE Files a Rule Change Proposal Relating to DPMs and LMMs
- Approval of Proposed ISE Rule Relating to Complex Orders
- OCC Issues Final Rule Reducing Regulatory Burden and Updating
Its Rules - Agencies Issue Proposed Rules on Risk-Based Pricing Notices
