In this issue of CFWD we discuss:
- SEC Adopts Three New Small Business Initiatives
- SEC Adopts Rules Allowing Foreign Issuers to Report
without IFRS-GAAP Reconciliation - SEC Approves New “Complex Trade” Definition Proposed
by Major Option Exchange - National Association of Realtors Requests Broker-Dealer
Exemption - SEC’s IM Director Donohue Asks Fund Directors How SEC Can
Help – Valuation Issues Raised - SEC’s OCIE Associate Director Gohlke Outlines Extensive
Line of Director Inquiry About Fund’s Use of Derivatives - OTS Issues Advance Notice of Proposed Rulemaking Regarding TFRs
- UK Covered Bonds Regime to be Introduced from March 2008
- FSA Proposes Disclosure for UK Contracts for Difference
- Study Identifies Keys to AIM’s Success
- FSA Update on Funds of Alternative Investment Funds
- Court Compels Broker-Dealer to Arbitrate Investors’ Claims
- District Court Dismisses Securities Fraud Claim Against
Company’s Auditor - CFTC Extends Registration Exemption to Certain Foreign Persons
- CFTC Allows U.S. Sale of Security Index Futures by Swedish Exchange
