Partner Adam Klein will speak on “Resales of Securities” at 2:45 p.m. on Monday, November 16.
Partner Mark Wood will co-chair the conference and will speak on “Securities Law Implications of Executive Compensation” at 9:00 a.m. on Tuesday, November 17.
Partner Maryann Waryjas will speak on “Ethics and Professionalism in Securities Law” at 11:30 a.m. on Tuesday, November 17.
Topics of the conference include:
Securities law “basics,” including determining when an investment scheme constitutes a federal “security”
Regulatory framework of the Securities Act
Securities Act registration process, including Forms S-1 and S-3
Securities Act exemptions
Resales of securities
For more information, click here.