Partner Adam Klein will speak on “Resales of Securities” at 2:45 p.m. on Monday, November 16.

Partner Mark Wood will co-chair the conference and will speak on “Securities Law Implications of Executive Compensation” at 9:00 a.m. on Tuesday, November 17.

Partner Maryann Waryjas will speak on “Ethics and Professionalism in Securities Law” at 11:30 a.m. on Tuesday, November 17.

Topics of the conference include:

  • Securities law “basics,” including determining when an investment scheme constitutes a federal “security”
  • Regulatory framework of the Securities Act
  • Securities Act registration process, including Forms S-1 and S-3
  • Securities Act exemptions
  • Resales of securities

For more information, click here.