To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Division of Corporation Finance Issues Additional Guidance Related to Expiring Confidential Treatment Orders
- FINRA Files Proposed Rule Change to Delete the Order Audit Trail System (OATS) Rules
- CFTC Subcommittee Releases Report on Managing Climate Risk in the US Financial System
- CFTC Issues Guidance on Compliance Program Evaluations in Connection With Enforcement Matters
- CFTC to Hold an Open Commission Meeting on September 17
- FCA Publishes Newsletter Market Watch 65
- EBA Publishes Response to the European Commission’s Call for Advice on the EU's AML and CFT Framework
