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Corporate & Financial Weekly Digest, Featuring Articles on the SEC's Modernized Auditor Independence Rules, FINRA Guidance on Cybersecurity Authentication and NAC Sanction Guidelines

October 23, 2020

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • SEC Adopts Amendments to Modernize Auditor Independence Rules
  • FINRA Releases Information Notice on Cybersecurity Authentication Methods
  • FINRA Releases Regulatory Notice on Revised NAC Sanction Guidelines
  • CFTC Staff Issues Advisory on Virtual Currency for Futures Commission Merchants
  • CFTC and Bank of England Sign Updated MOU for Supervision of Cross-Border Clearing Organizations
  • CFTC and SEC Approve Final Rule on Security Futures Margin and Request for Comment on Portfolio Margining
  • Banking Agencies Issue Proposed Rule Addressing Role of Supervisory Guidance
  • FSB Publishes Global Transition Roadmap on LIBOR
  • FCA Publishes New and Updated Whistleblowing Webpages
  • ESMA Publishes Consultation Paper on Draft RTS Relating to CCPs

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