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Newsletter

Corporate and Financial Weekly Digest, Featuring Topics on Broker-Dealer, CFTC, Derivatives, Brexit and UK and EU Developments

March 16, 2018

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • SEC Proposes Transaction Fee Pilot Program
  • FINRA Releases Report from Board of Governors Meeting
  • CFTC Seeks Market Risk Advisory Committee Membership Nominations and Public Comment on Committee Priorities
  • FCA Launches Survey of Firms that Passport Into the UK
  • FCA Publishes Webpage on Review of Closet Trackers
  • EC Legislative Proposals on Cross-Border Distribution of Collective Investment Funds

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