Skip to Main Content
Site Search Submit
Logo
  • Professionals Professionals Search drop down
  • Services
  • Insights
  • Quick Reads
  • About
  • Careers
  • Site Search Toggle
Toggle mobile menu Toggle mobile site search
List Professionals Alphabetically
A B C D E F G H I J K L M N O P Q R S T U V W X Y Z View All
Search Professionals
Site Search Submit
  • Home
  • Insights
  • Corporate and Financial Weekly...

Newsletter

Corporate and Financial Weekly Digest, Featuring Topics on SEC/Corporate, Broker/Dealer, Derivatives, CFTC and UK/Brexit/EU Developments

December 1, 2017

Download PDF

To read the online Digest, click here.

This week's issue addresses the following topics:

  • Register for Our 2018 Proxy Season Update Webinar
  • FASB Ceases Work on Proposal To Amend Definition of "Materiality" for US GAAP
  • SEC Division of Corporation Finance Issues New C&DI on Safeguards for Electronic Delivery of Information under Rule 701
  • ISS and Glass Lewis Release 2018 Proxy Voting Guidelines
  • FINRA Releases Guidance In Light of FinCEN Customer Due Diligence Requirements
  • CFTC Issues No-Action Letter Extending Swap Reporting Relief for Enumerated Jurisdictions
  • CFTC Extends No-Action Relief for Shanghai Clearing House
  • CFTC Provides Additional Time for Annual SEF Reports
  • NFA Issues Investor Advisory on Futures on Virtual Currencies
  • NFA Proposes To Amend Recordkeeping Requirements for Members Subject to Enhanced Supervisory Requirements
  • FCA and BaFIN Publish Position Limits for Commodity Derivative Contracts
  • Barnier Discusses Meaning of Brexit for Financial Services
  • ESMA Publishes Video and Slides on LEI Requirements Under MiFID II
  • ESMA Updates Q&A on the Implementation of EMIR
  • Deadline Set for Banks To Meet New Payment Standards in Europe
  • MiFIR and EMIR Indirect Clearing Regulatory Technical Standards Now Published
  • ESAs Announce Urgent Review of Variation Margin Rules Applicable to Physically Settled FX Beginning January 3, 2018

Share This Page

LinkedIn Facebook Email

Share This Page

LinkedIn Facebook Email
Related Professionals
  • James Brady
    Partner
  • Carolyn Jackson
    Partner
  • Nathaniel Lalone
    Partner
  • Lawrence Levin
    Senior Counsel and Co-Chair, Capital Markets
  • Neil Robson
    Partner
  • Alyse Sagalchik
    Partner
  • Mark Wood
    Partner and Co-Chair, Capital Markets
Related Practices
  • Corporate
  • Financial Markets and Funds
Related Offices
  • Chicago
  • London
  • New York

Screen Reader Content

The lawyers that companies need today think like business people first and foremost.

We speak your language, understand your issues and find commercially viable solutions to help drive business.

Strategic. Pragmatic. Innovative.

That’s Katten.
Katten Muchin Rosenman LLP logo
  • LinkedinLinked In
  • TwitterTwitter
  • FacebookFacebook
Subscribe Subscribe
Contact Us
  • Offices
  • Media Center
  • Email
Legal Notices
  • Disclaimer
  • Privacy Notice
  • Cookie Notice
  • UK Notices
  • Honors and Awards Information
  • Accessibility

Attorney Advertising. © 2025 Katten Muchin Rosenman LLP.