To read the Digest online, click here.
This week's issue addresses the following topics:
- Register for Our 2018 Proxy Season Update Webinar
- FINRA Requests Further Comments on the Effectiveness and Efficiency of Its Payments for Market Making Rule
- FINRA Issues Guidance on Reporting Interest Positions Held in Master/Sub-Accounts or Parent/Child Accounts
- FINRA Releases Report on FINRA Examination Findings
- NFA Proposes to Amend NFA Registration Rule 802
- NFA Proposes to Amend NFA Compliance Rules 2-36 and 2-43
- CFTC Releases Rule Enforcement Review of the Chicago Board of Trade, Chicago Mercantile Exchange, Commodity Exchange, Inc. and New York Mercantile Exchange, Inc.
- FCA's Changes to Connect Impact MiFID Passport Notifications
- PRIIPs Regulations Published on the UK's Statute Law Database
- HM Treasury Publishes Renewed Investment Management Strategy
- UK FCA, Dutch AFM and French AMF Publish Position Limits for Commodity Derivative Contracts
- Many EU Countries Have Not Yet Adopted MiFID II
- EU and CFTC Implement Mutual Recognition of Derivatives Trading Venues
- EBA Closes Breach of EU Law Investigation Relating to Dutch Prudential Regime for Proprietary Traders
- UK and EU Reach Agreement on the First Phase of Brexit Negotiations
- ESMA Publishes Transitional Transparency Calculations for Equity and Bond Instruments
