To read the online Digest, click here.
This week's issue addresses the following topics:
- Implementation of Pay Ratio Disclosure Requirement Not Expected to Be Delayed
- SEC Division of Corporation Finance Issues New C&DIs on "Regulation A+"
- FINRA Delays Rule 4210 Margining of Covered Agency Transactions to June 2018
- CFTC Provides No-Action Relief From CPO and CTA Registration to a Private University
- CFTC Provides No-Action Relief From Commission Regulation 4.7(b)(2) Reporting Requirements
- FCA Publishes Market Watch Newsletter 53 on LEIs, Market Data and SIs under MiFID II
- FCA Gives Firms Breathing Room on MiFID II Compliance