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Corporate and Financial Weekly Digest, Featuring Topics on the Pay Ratio Disclosure Requirement; New C&DIs; Covered Agency Transactions; CPO and CTA Registration; Regulation 4.7(b)(2) Reporting Requirements; MiFID II

September 22, 2017

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To read the online Digest, click here.

This week's issue addresses the following topics:

  • Implementation of Pay Ratio Disclosure Requirement Not Expected to Be Delayed
  • SEC Division of Corporation Finance Issues New C&DIs on "Regulation A+"
  • FINRA Delays Rule 4210 Margining of Covered Agency Transactions to June 2018
  • CFTC Provides No-Action Relief From CPO and CTA Registration to a Private University
  • CFTC Provides No-Action Relief From Commission Regulation 4.7(b)(2) Reporting Requirements
  • FCA Publishes Market Watch Newsletter 53 on LEIs, Market Data and SIs under MiFID II
  • FCA Gives Firms Breathing Room on MiFID II Compliance

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