In this issue we discuss:

  • Foreign Private Issuers May Be Permitted to Exclude
    US GAAP Reconciliation Prior to Effective Date of New Rule
  • E-Proxy Usage Statistics Compiled
  • SEC Approves OCC — ICE Clear Cross-Margining Agreement
  • SEC Chairman Cox Speaks: “International Business –
    An SEC Perspective”
  • SEC Investment Management Director Addresses Mutual Fund
    Directors’ Institute
  • OCIE Director Addresses Frequently Asked Questions About
    SEC Examinations
  • OCC Announces Community Bank Directors Workshops
  • FSA Reviews Listing Regime Structure
  • Supreme Court Holds Third Party Suppliers Were Not Liable
    Under Section 10(b)
  • Common Law Fraud Claim Adequately Alleged Loss Causation
  • CFTC to Expand Registration Exemption for Foreign Intermediaries
  • CFTC Seeks Intervention in Amaranth-FERC Case
  • Foreign Currency Transactions Not ‘Futures Contracts’