In this issue of CFWD we discuss:

  • SEC Releases Final Rules Facilitating Electronic
    Shareholder Forums
  • Proposed Rule Amendments to Establish a Delta
    Hedge Exemption 
  • Allocation of Regulatory Responsibilities Among Exchanges
  • SEC Approves CBOE Interpretation Terminating CBOT
    Members’ Exercise Rights
  • Banking Agencies Announce New Personnel Appointments
  • UK Hedge Fund Working Group Publishes Best Practice Standards
  • FSA Commences Criminal Prosecution for Insider Dealing
    Seventh Circuit Finds “Strong Inference” of Scienter After
    Tellabs Remand
  • “Tipped” Financial Information From Earnings Reports
    Deemed Material