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Newsletter

Corporate and Financial Weekly Digest - Volume IX, Issue 29

July 25, 2014

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • SEC Approves FINRA Rule Limiting Expungement
  • CFTC Issues No-Action Relief from Certain Ownership and Control Reporting Requirements
  • CFTC Releases Rule Enforcement Review of ICE Futures U.S.
  • SEC Issues Guidance on Proxy Voting
  • District Court Reaffirms Rule 10b5-1 Standard and Denies Motion to Dismiss Insider Trading Charges
  • SEC Settles Third-Party Insider Trading Claim Against Investor Relations Executive

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