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Newsletter

Corporate and Financial Weekly Digest - Volume IX, Issue 38

September 26, 2014

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • SEC Releases Strategic Plan for 2014–2018

  • House Passes Bill H.R. 5405 “Promoting Job Creation and Reducing Small Business Burdens Act”

  • FINRA Board Approves Several Rulemaking Items Including Proposed Rule Changes Regarding Algorithmic Trading and Enhanced Transparency for OTC Transactions

  • CFTC Provides Time-Limited Relief to SEFs for Block Trades

  • London Metal Exchange Provides Revised Guidance on Structure, Terminology and Order Execution

  • SEC Obtains Asset Freeze of Turks and Caicos Company Conducting Ponzi Scheme 

  • Think Tanks Ask Supreme Court to Clarify Definition of “Foreign Official” in FCPA

  • Update on ESMA Clearing Obligations for Credit Default Swaps

  • OECD Publishes Initial Recommendations on BEPS

  • Katten Launches New Bridging the Week Blog for Financial and Regulatory Updates 


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