To read the Digest online, click here.
This week's issue addresses the following topics:
- Delaware Court of Chancery Rejects Controlling Stockholder Claims and Applies Business Judgment Rule to Merger Suits
- FINRA Remarks at the National Society of Compliance Professionals Conference
- CFTC Issues Interpretation Regarding Accounting for Customer Margin Payments Using Automated Clearing House Payment Processing
- SEC Denies Two Proposed Applications for Non-Transparent Active ETFs
- SEC Sanctions Athena in First High-Frequency Trading Manipulation Case
- SEC Announces Record Number of Enforcement Actions in FY 2014
- Recap and Update: AIFM Directive for US Private Fund Managers
- CPMI-IOSCO Recovery of Financial Market Infrastructures Report