To read the Digest online, click here.
This week's issue addresses the following topics:
- US Court of Appeals for the District of Columbia Circuit Grants Petition for Rehearing of Decision on Conflicts Minerals Rule
- Register for Our 2015 Proxy Season Update Webinar
- SEC Adopts Regulation Systems Compliance and Integrity Rules
- FINRA and the MSRB Release Companion Proposals That Would Require Additional Disclosures for Transactions in Fixed Income Securities
- CFTC Proposes to Revise Interpretation on Forward Contracts with Embedded Volumetric Optionality
- CFTC Extends Relief for Non-US Swap Dealers from Transaction-Level Requirements
- CFTC Agricultural Advisory Committee to Meet on December 9
- FinCEN Updates List of Jurisdictions with AML/CFT Deficiencies
- CFTC Seeks Input on New Market Risk Advisory Committee
- Investor Claims NetTALK Executives Took Control of Board
- Global Crowdfunding Site Consents to SEC Censure
- FCA Complaints Review May Impact FCA-Authorized Investment Firms
- European Commission Extends Deadline for the CRR
