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Newsletter

Corporate and Financial Weekly Digest - Volume X, Issue 24

June 19, 2015

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • SEC Denies Motion to Stay Regulation A+
  • SEC Requests Public Comment on ETPs
  • CFTC Further Extends Valuation Data Reporting Relief for SDs and MSPs
  • Eleventh Circuit Upholds Wire Fraud Conviction of Defendant Who Did Not Participate in Sending the Fraudulent Representations
  • California Brokers Plead Guilty to Insider Trading of Ardea Biosciences, Inc. Stock
  • FDIC Proposes New Premium Assessment System for Small Banks
  • OCC Revises Residential Real Estate Lending Guidance in Comptroller’s Handbook
  • The Theme of Corporate Governance in Alternative Investment Funds Continues to be Debated
  • AMF Publishes Reporting Obligations and Position Limits for Derivatives on Agricultural Commodities to Commence July 1

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