To read the Digest online, click here.
This week's issue addresses the following topics:
- Court of Appeals for Third Circuit Overturns District Court Ruling Regarding Exclusion of Shareholder Proposal From Proxy Statement
- FINRA Updates Its Interpretation of the SEC's Financial Responsibility Rules
- CFTC's Energy and Environmental Markets Advisory Committee to Meet on July 29
- NFA Requires Notice From CPOs that Consolidate Filings of Subsidiary Pools
- SEC Settles With Stock Promoters in Medical Marijuana Stock Manipulation Scheme
- SEC Brings Complaint in $68 Million Affinity Fraud Scheme
- Summer Budget 2015––Carried Interest: Abolition of Base Cost Shift
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