To read the Digest online, click here.
This week's issue addresses the following topics:
- CFTC Extends Designation of DTCC-SWIFT as Provider of Legal Entity Identifiers
- FinCEN Issues Advisory on FATF-Identified Jurisdictions With AML/CFT Deficiencies
- CFTC Staff Exempts Certain CTAs From Filing Form CTA-PR
- Claiming Tipper Received No Benefit, Defendant Invokes Newman in Seeking to Dismiss Insider Trading Allegations
- SEC Chair Attempts to Reassure Compliance Officers That They Will Not Be Targeted
- Federal Reserve Issues Final Rule Requiring GSIBs to Bolster Capital
- Federal Reserve Proposes Changes to Capital Planning and Stress Testing Regulations
- Federal Reserve Changes Name Check Process
- ESMA Updates Q&A on the AIFMD
London
