To read the Digest online, click here.
This week's issue addresses the following topics:
- SEC Commissioner Piwowar Speaks at Current Financial Reporting Issues Conference
- Register for Our 2016 Proxy Season Update Webinar
- SEC Proposes Rules to Enhance Transparency and Oversight of Alternative Trading Systems
- CFTC Extends No-Action Relief to Certain Affiliated Counterparties
- CFTC To Hold an Open Commission Meeting on Automated Trading
- CFTC Releases Preliminary Report on the Swap Dealer De Minimis Exception
- Anti-Money Laundering Update: HM Treasury Advisory Notice on Money Laundering and Terrorist Financing Controls
- FCA Enforcement: Recent Action Against Former Investment Analyst for “Cherry Picking”
- ESMA Publishes MiFID II Delay Analysis
- ESMA Issues Public Statement on Collateralization of Bank Guarantees for Energy Derivatives
