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Newsletter

Corporate and Financial Weekly Digest - Volume X, Issue 45

November 20, 2015

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • SEC Commissioner Piwowar Speaks at Current Financial Reporting Issues Conference
  • Register for Our 2016 Proxy Season Update Webinar
  • SEC Proposes Rules to Enhance Transparency and Oversight of Alternative Trading Systems
  • CFTC Extends No-Action Relief to Certain Affiliated Counterparties
  • CFTC To Hold an Open Commission Meeting on Automated Trading
  • CFTC Releases Preliminary Report on the Swap Dealer De Minimis Exception
  • Anti-Money Laundering Update: HM Treasury Advisory Notice on Money Laundering and Terrorist Financing Controls
  • FCA Enforcement: Recent Action Against Former Investment Analyst for “Cherry Picking”
  • ESMA Publishes MiFID II Delay Analysis
  • ESMA Issues Public Statement on Collateralization of Bank Guarantees for Energy Derivatives

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