To read the Digest online, click here.
This week's issue addresses the following topics:
- Proxy Advisory Firms Release Policy Updates for 2016
- Register for Our 2016 Proxy Season Update Webinar
- SEC Approves Changes To Reduce the Waiting Period for the Release of Information Reported on Form U5 Through BrokerCheck
- FINRA Issues Guidance on Best Execution Obligations in Equity, Options and Fixed Income Markets
- No-Action Relief Granted to Foreign Branch of US Swap Dealer for Transaction-Level Requirements
- NFA Releases Guidance for Those Operating Under an Exemption or Exclusion From CPO or CTA Registration
- Federal Reserve Announces Final Rule on Emergency Lending
- OCC Announces Updated Risk Assessment System Guidance
- OCC Announces Calendar Year 2016 Fees and Assessments Structure
- Agencies Announce Threshold for Smaller Loan Exemption From Appraisal Requirements for Higher-Priced Mortgage Loans
- European Parliament Publishes Press Release on Delay to MiFID II Implementation
- Clearing To Commence in the European Union in June 2016
