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Newsletter

Corporate and Financial Weekly Digest - Volume X, Issue 46

December 4, 2015

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • Proxy Advisory Firms Release Policy Updates for 2016
  • Register for Our 2016 Proxy Season Update Webinar
  • SEC Approves Changes To Reduce the Waiting Period for the Release of Information Reported on Form U5 Through BrokerCheck
  • FINRA Issues Guidance on Best Execution Obligations in Equity, Options and Fixed Income Markets
  • No-Action Relief Granted to Foreign Branch of US Swap Dealer for Transaction-Level Requirements
  • NFA Releases Guidance for Those Operating Under an Exemption or Exclusion From CPO or CTA Registration
  • Federal Reserve Announces Final Rule on Emergency Lending
  • OCC Announces Updated Risk Assessment System Guidance
  • OCC Announces Calendar Year 2016 Fees and Assessments Structure
  • Agencies Announce Threshold for Smaller Loan Exemption From Appraisal Requirements for Higher-Priced Mortgage Loans
  • European Parliament Publishes Press Release on Delay to MiFID II Implementation
  • Clearing To Commence in the European Union in June 2016

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