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Newsletter

Corporate and Financial Weekly Digest - Volume X, Issue 47

December 11, 2015

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To read the Digest online, click here.

This week's issue addresses the following topics:

  • FAST Act Legislation and Impact on Securities Law
  • View Our 2016 Proxy Season Update Webinar
  • FINRA Issues Notice on Providing Stock Quotations to Customers
  • FINRA Issues Notice on Member Website References and Hyperlinks to BrokerCheck
  • CFTC Extends Continued No-Action Relief From Certain Recordkeeping Requirements
  • CFTC To Hold an Open Commission Meeting To Consider Final and Proposed Rules
  • NFA Issues Notice on the Inclusion of Legal Entity Identifiers in the Swap Dealer/Major Swap
  • Federal Highway Bill Eliminates Annual Privacy Notice Requirement for Financial Institutions
  • Ban on Short Selling Shares of Five Greek Banks Extended
  • EU Announces Agreement on New Cybersecurity Directive
  • ESMA Publishes Updated Q&A on AIFMD

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