To read the Digest online, click here.
This week's issue addresses the following topics:
- FAST Act Legislation and Impact on Securities Law
- View Our 2016 Proxy Season Update Webinar
- FINRA Issues Notice on Providing Stock Quotations to Customers
- FINRA Issues Notice on Member Website References and Hyperlinks to BrokerCheck
- CFTC Extends Continued No-Action Relief From Certain Recordkeeping Requirements
- CFTC To Hold an Open Commission Meeting To Consider Final and Proposed Rules
- NFA Issues Notice on the Inclusion of Legal Entity Identifiers in the Swap Dealer/Major Swap
- Federal Highway Bill Eliminates Annual Privacy Notice Requirement for Financial Institutions
- Ban on Short Selling Shares of Five Greek Banks Extended
- EU Announces Agreement on New Cybersecurity Directive
- ESMA Publishes Updated Q&A on AIFMD